Utah CFP application question
Posted: Tue, 31 May 2011 21:35:24
Hi Everyone,
I'm in the process of apply for a non-resident Utah CFP, and had a question about answering one of the yes/no questions on the form. The particular question is: "Have you ever been convicted of an offense involving the use of alcohol? (i.e., DUI/DWI, alcohol related reckless, unlawful use of alcohol, etc.)"
I did have an incident involving an underage consumption charge over 10 years ago, but had the charge expunged from my record. It's been a long time since I was informed of the legal implications of that, but I believe my lawyer told me at the time it was expunged that I would not need to answer "yes" to questions of that sort in the future. In short, expungement meant that for most purposes the incident never happened.
I'm a little conflicted, though, because on the application it states "A complete criminal background check will be conducted including expunged and juvenile court records." Does this, then, mean that I am obligated to answer yes to the question?
Obviously I want to be 100% forthcoming on the application but if I'm not compelled to answer yes due to the expungement--which of course they would find during the background check--then I don't want to. The last thing I want to do is throw up a red flag unnecessarily.
If any legal types could weigh in on what the proper course of action for this would be I would be most appreciative. Thanks.
I'm in the process of apply for a non-resident Utah CFP, and had a question about answering one of the yes/no questions on the form. The particular question is: "Have you ever been convicted of an offense involving the use of alcohol? (i.e., DUI/DWI, alcohol related reckless, unlawful use of alcohol, etc.)"
I did have an incident involving an underage consumption charge over 10 years ago, but had the charge expunged from my record. It's been a long time since I was informed of the legal implications of that, but I believe my lawyer told me at the time it was expunged that I would not need to answer "yes" to questions of that sort in the future. In short, expungement meant that for most purposes the incident never happened.
I'm a little conflicted, though, because on the application it states "A complete criminal background check will be conducted including expunged and juvenile court records." Does this, then, mean that I am obligated to answer yes to the question?
Obviously I want to be 100% forthcoming on the application but if I'm not compelled to answer yes due to the expungement--which of course they would find during the background check--then I don't want to. The last thing I want to do is throw up a red flag unnecessarily.
If any legal types could weigh in on what the proper course of action for this would be I would be most appreciative. Thanks.